Risk Assessment Form | IEP Financial

Step 1 of 16

6%

1. I would be willing to risk a percentage of my income/capital in order to get a good return on an investment*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

2. To achieve high returns, it is necessary to choose high-risk investments*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

3. When I am faced with a financial decision I am generally more concerned about the possible losses than the probable gains*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

4. I would rather know that I was getting a guaranteed rate of return than be uncertain about my investments.*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

5. Compared to the average person, I take lower financial risks.*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

6. I would rather put my money in a bank account than invest in shares.*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

7. I do not feel comfortable with financial uncertainty.*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

8. I would accept potential losses in order to pursue long-term investment growth.*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

9. Taking financial risks is important to me.*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

10. I would be happy investing a large proportion of my income and/or capital in a high-risk investment*
- Strongly Disagree
- Disagree
- Neither Agree or Disagree
- Agree
- Strongly Agree

11. Do you have any specific financial goals for this investment?*
If you have multiple goals, please choose the main one that applies to you.
- No, my investment is to meet a range of goals
- Yes, to meet essential living costs: Any losses from this investment would reduce my standard of living
- Yes, to meet other important financial goals: if this investment fell in value I’d have enough to live on, but couldn’t meet these goals
- Yes, to meet non-essential financial goals: I’d still be able to cover my essential living costs and other important financial goals if this investment fell in value

12. How much of your investments could you afford to lose without reducing your future standard of living?*
- I cannot afford any loss.
- I could afford a small loss.
- I could afford a medium loss.
- I could afford a large loss.

13. When is the earliest you plan to take money from your investments?*
- Within the next year.
- Between 1 and 5 years from now.
- Between 6 and 10 years from now.
- More than 10 years from now.

14. How do you plan to take money from your investments?*
- As a single lump sum.
- Leave it invested and withdraw amounts only as needed.
- Leave it invested and take withdrawals (e.g. taking it as regular income).
- Leave it invested and only take money out in an emergency.

15. How likely is it that you will need to take money from your investments earlier than planned?*
- Very likely: e.g. in a financial emergency.
- Possibly: I may need to access my investments early.
- Unlikely: I won't need to access my investments early as I have other money.
- I can't access some or all of my investments early (e.g. a pension).

Name*
First Last
Email*
Data & Privacy Consent*
I agree to the privacy policy.
Any information submitted will be processed by us in line with our privacy policy. Please confirm you have read and accepted this before submitting your request.
CAPTCHA

Δ

About

About Us
Our Team
Live Seminars & Webinars
Careers Opportunities
Contact Us

Services

Investments
Pensions
Protection
Mortgages
Business Services

Community

Subscribe to our newsletter
Resources & Downloads
Sponsorship and Charities
IEP In The Community

Newsletter

Social

Copyright © 2020 IEP Financial Ltd.

IEP Financial Limited is authorised and regulated by the Financial Conduct Authority (FCA).

The material on this site may not be reproduced, distributed, transmitted, cached or otherwise used, except with the prior written permission of IEP Financial Ltd.

The Financial Ombudsman Service is available to sort out individual complaints that clients and financial services businesses aren't able to resolve themselves. To contact the Financial Ombudsman Service please visit www.financial-ombudsman.org.uk

We use cookies to give you the best online experience. By agreeing you accept the use of cookies in accordance with our privacy policy.

I accept I decline

Privacy Center Privacy Settings Cookie Policy

Privacy Settings saved!

Privacy Settings

When you visit any web site, it may store or retrieve information on your browser, mostly in the form of cookies. Control your personal Cookie Services here.

Necessary Analytics Marketing Privacy Center Privacy Policy Cookie Policy

These cookies are necessary for the website to function and cannot be switched off in our systems.

TrustPilot Trustbox Function

Technical Cookies

In order to use this website we use the following technically required cookies

wordpress_test_cookie
wordpress_logged_in_
wordpress_sec

For perfomance reasons we use Cloudflare as a CDN network. This saves a cookie "__cfduid" to apply security settings on a per-client basis. This cookie is strictly necessary for Cloudflare's security features and cannot be turned off.

__cfduid

These cookies allow us to count visits and traffic sources, so we can measure and improve the performance of our site.

Google Analytics

Google analytics does not collect data to be used for advertising purposes.

_gid
_gat_gtag_UA_113641030_1
_ga
_gat

We use Facebook to track connections to social media channels.

m_pixel_ratio
presence
sb
wd
xs
fr
tr
c_user
datr

Linkedin InSight Tag

This cookie is used to track your activity on our website for targeted advertising on Linkedin.

This pixel tracks your behaviour on our website which is in turn used to target sponsored content to you.

obuid
auid

Decline all Services

Accept all Services

Covid-19 Notice

Due to current circumstances surrounding the COVID-19 pandemic, our team are predominantly working remotely.

We are still able to offer client meetings which will be carried out via telephone calls or Zoom so your financial needs won’t go a miss.

Our office is regularly being attended to ensure the postal needs of our clients are being met, all whilst following government guidelines.

Our phone lines are still open, however, if you are unable to reach us, please leave a message with your contact details and the person you wish to speak with, and we will return your call.